Topic - Securities And Exchange Commission

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California brokers charged in gold, silver investment fraud

By Brad Matthews - The Washington Times

The seal of the U.S. Securities and Exchange Commission at SEC headquarters in Washington is seen, June 19, 2015. A bipartisan group of more than a two dozen lawmakers are asking the SEC to put the brakes on an initial public offering by Chinese fast fashion retailer Shein until it verifies it does not use forced labor from the countrys predominantly Muslim Uyghur population. (AP Photo/Andrew Harnik, File)

Securities and Exchange Commission awards record $279 million to whistleblower

By Brad Matthews - The Washington Times

Illustration on the SEC and climate change by Alexander Hunter/The Washington Times

SEC’s climate distraction

By David McGarry

FILE - In this Aug. 5, 2017, file photo U.S. Securities and Exchange Commission building in Washington. Securities regulators wants to make sure publicly traded companies recover any executive compensation that’s awarded based on financial statements that are found to contain errors. The Securities and Exchange Commission said Wednesday, Oct. 26, 2022, that it has adopted a rule that calls on national securities exchanges to require the companies whose stock they list to comply with the new compensation clawback policy. (AP Andrew Harnik, File)

SEC consults fraudulent company on cost expectations for ESG-related climate rules

By Ganon Evans

The Coinbase app icon is seen on a smartphone, Tuesday, Feb. 28, 2023, in Marple Township, Pa. Coinbase’s stock is tumbling before the market open on Thursday, March 23, after the cryptocurrency trading platform received a warning from the Securities and Exchange Commission that it could possibly face securities charges. (AP Photo/Matt Slocum)

Coinbase tumbles after SEC warns of securities violations

By Michelle Chapman - Associated Press

Actress Lindsay Lohan appears at the Christian Siriano Fall/Winter 2023 fashion show in New York, Feb. 9, 2023. The Securities and Exchange Commission said Wednesday, March 22, that Lohan, rapper Akon and several other celebrities have agreed to pay tens of thousands of dollars to settle claims that they promoted crypto investments to their millions of social media followers without disclosing they were being paid to do so. (Photo by Charles Sykes/Invision/AP, File)

SEC charges eight celebrities in cryptocurrency scam

By Vaughn Cockayne - The Washington Times

Actress Lindsay Lohan appears at the Christian Siriano Fall/Winter 2023 fashion show in New York, Feb. 9, 2023. The Securities and Exchange Commission said Wednesday, March 22, that Lohan, rapper Akon and several other celebrities have agreed to pay tens of thousands of dollars to settle claims that they promoted crypto investments to their millions of social media followers without disclosing they were being paid to do so. (Photo by Charles Sykes/Invision/AP, File)

Lindsay Lohan, other celebs settle with SEC over crypto case

By Alex Veiga - Associated Press

The U.S. Securities and Exchange Commission building in Washington is pictured on Aug. 5, 2017. The government on Wednesday, Dec. 14, 2022, charged eight men of earning more than $100 million in stock market profits by manipulating their novice-investor followers on social media. The Department of Justice and the Securities and Exchange Commission said that from early 2020 to around April of this year the men, who had combined following of over 1.5 million on Twitter, ran a “pump-and-dump” scheme. (AP Andrew Harnik, File)

Data management company to pay $3 million in settlement with feds over 2020 ransomware disclosures

By Brad Matthews - The Washington Times

The U.S. Securities and Exchange Commission building in Washington is pictured on Aug. 5, 2017. The government on Wednesday, Dec. 14, 2022, charged eight men of earning more than $100 million in stock market profits by manipulating their novice-investor followers on social media. The Department of Justice and the Securities and Exchange Commission said that from early 2020 to around April of this year the men, who had combined following of over 1.5 million on Twitter, ran a “pump-and-dump” scheme. (AP Andrew Harnik, File)

Greenbrier firm and former CEO settle perks and payments charges with feds

By Brad Matthews - The Washington Times

In this July 30, 2013, file photo, Commodity Futures Trading Commission (CFTC) Chairman Gary Gensler testifies on Capitol Hill in Washington. Gensler, now chair of the Securities and Exchange Commission, gave a speech Wednesday, June 9, 2021, where he once again decried “gamified” investing. Many trading apps use features that encourage customers to make trades more often. That brings in more revenue for the apps but some research also suggests it leads to lower returns for the average investor. (AP Photo/J. Scott Applewhite, File)

Republicans target SEC climate disclosure rule in war against ESG investing

By Ramsey Touchberry - The Washington Times

The Church of Jesus Christ of Latter-day Saints headquarters office building in Salt Lake City. The church's investment arm, Ensign Peak Advisors, is reported to be under investigation by the Securities and Exchange Commission. (Mark A. Kellner/The Washington Times) ** FILE **

Mormon church, investment arm to pay $5 million SEC fine over reporting issues

By Mark A. Kellner - The Washington Times

The Church of Jesus Christ of Latter-day Saints headquarters office building in Salt Lake City. The church's investment arm, Ensign Peak Advisors, is reported to be under investigation by the Securities and Exchange Commission. (Mark A. Kellner/The Washington Times) ** FILE **

SEC investigating $100 billion investment fund owned by Mormon church

By Mark A. Kellner - The Washington Times

SEC climate disclosure rule proposal illustration by Greg Groesch / The Washington Times

SEC has no business punishing companies for climate-related activities

By Dan Savickas

The U.S. Capitol Building in Washington, D.C. (Associated Press, File Photo)

House members on the hot seat: Pro-crypto congressmen face fresh scrutiny amid FTX collapse

By Dave Boyer - The Washington Times

Spotlight shines on ‘Blockchain Eight’ lawmakers after the collapse of crypto firm FTX

By Dave Boyer - The Washington Times